Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Alsfeld is a financial advisor with over 40 years of experience in the industry. Leonard currently works at Raymond James & Associates, Inc. Leonard has held previous positions with FBT INVESTMENTS, INC., SISUNG SECURITIES CORPORATION, LEGG MASON WOOD WALKER, INCORPORATED, AMERICAN FRONTEER FINANCIAL CORPORATION, DICKINSON & CO., F.N. WOLF & CO., INC., SHERWOOD CAPITAL, INC., and FIRST JERSEY SECURITIES, INC. Leonard is licensed to provide investment advisory services in multiple states. Leonard is also a registered representative of FINRA and is a member of the Securities Industry and Financial Markets Association (SIFMA). Leonard provides a range of financial services to individuals, families, and businesses. These services include financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
08/17/2017 - Present
Raymond James & Associates, Inc. (NEW ORLEANS LA)
LA
04/06/2001 - 09/19/2017
FBT INVESTMENTS, INC. (NEW ORLEANS LA)
LA
07/10/2000 - 05/10/2001
SISUNG SECURITIES CORPORATION (NEW ORLEANS LA)
MD
02/16/2000 - 03/03/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
CO
03/05/1996 - 02/25/2000
AMERICAN FRONTEER FINANCIAL CORPORATION (DENVER CO)
IA
07/15/1994 - 03/18/1996
DICKINSON & CO. (DES MOINES IA)
NA
05/16/1988 - 07/26/1994
F.N. WOLF & CO., INC.
NA
02/02/1987 - 05/18/1988
SHERWOOD CAPITAL, INC.
NA
07/24/1978 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 02/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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