Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Rich is a registered representative with Joseph Gunnar & Co. LLC. Leonard has been in the financial services industry since 1968. Leonard has been registered with Joseph Gunnar & Co. LLC since February 2003 and was previously registered with Kirlin Securities Inc., M.S. Farrell & Company, Inc., Prudential Securities Incorporated, Smith Barney Shearson Inc., Advest, Inc., Moore & Schley, Cameron & Co., Shearson Lehman/American Express Inc., Shearson Hayden Stone Inc., Dean Witter & Co. Incorporated and E. F. Hutton & Company Inc. Leonard specializes in portfolio management for individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Share in fees paid to tpmms
1
2
NY
02/24/2003 - Present
Joseph Gunnar & Co. LLC (UNIONDALE NY)
NY
09/01/2001 - 02/26/2003
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
06/11/1996 - 09/01/2001
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
NY
10/08/1993 - 06/10/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/05/1991 - 10/14/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
CT
08/08/1986 - 09/24/1991
ADVEST, INC. (HARTFORD CT)
NA
09/17/1984 - 08/22/1986
MOORE & SCHLEY, CAMERON & CO.
NA
11/22/1977 - 10/11/1984
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
NA
11/17/1976 - 11/22/1977
SHEARSON HAYDEN STONE INC.
NA
11/08/1974 - 11/17/1976
SHEARSON HAYDEN STONE INC.
NA
03/11/1974 - 11/08/1974
HAYDEN STONE INC.
NA
11/05/1971 - 04/28/1974
DEAN WITTER & CO. INCORPORATED
NA
08/19/1968 - 11/08/1971
E. F. HUTTON & COMPANY INC
BC
Issued 09/12/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/28/1965
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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