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Leonard Neil Martin

Wells Fargo Clearing Services, LLC

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About Leonard Neil Martin

Leonard Martin is a financial advisor who has been in the industry since 1996. Leonard is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since April 2022. Leonard has a diverse background in financial services and has previously worked with firms such as PNC Investments, BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, UVEST Financial Services Group, Inc., AFS Brokerage, Inc., New England Securities, Signator Investors, Inc., John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company. Leonard holds a Series 6, 7, 24, 63 and 65 license. Leonard has experience providing financial advice to individuals, corporations, and charitable organizations. Leonard's primary focus is providing financial planning and portfolio management services.

Firm Information

Leonard Martin is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Leonard Martin’s Registration & Firm History

TX

04/18/2022 - Present

Wells Fargo Clearing Services, LLC (EL PASO TX)

NM

08/16/2021 - 05/12/2022

PNC INVESTMENTS (SANTA TERESA NM)

TX

05/16/2013 - 08/16/2021

BBVA SECURITIES INC. (EL PASO TX)

TX

12/18/2009 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (EL PASO TX)

IL

01/18/2005 - 12/31/2007

UVEST FINANCIAL SERVICES GROUP, INC. (CHICAGO IL)

TX

08/17/2004 - 01/03/2005

AFS BROKERAGE, INC. (AUSTIN TX)

NY

02/15/2001 - 06/14/2004

NEW ENGLAND SECURITIES (NEW YORK NY)

MA

03/08/1999 - 01/26/2001

SIGNATOR INVESTORS, INC. (BOSTON MA)

NA

02/22/1993 - 09/25/1997

JOHN HANCOCK DISTRIBUTORS, INC.

MA

02/22/1993 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

IA

Issued 11/22/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/29/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/10/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1999

Series 7 - General Securities Representative Examination

BC

Issued 02/17/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Leonard Neil Martin. Review regulatory record here.
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