Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Spalding is a financial professional with over 20 years of experience in the financial services industry. Leonard has been registered with GWN Securities Inc. since April 2019. Previously, Leonard was associated with Lincoln Investment for two years. Leonard has a strong background in investments, insurance, and financial planning. Leonard holds Series 6, 7, 22, 63, and 66 licenses, as well as the SIE exam. Leonard is currently registered in Arizona, California, Colorado, Florida, Maryland, North Carolina, Tennessee, and Virginia. Leonard specializes in retirement planning, college savings, and estate planning. Leonard is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
04/30/2019 - Present
GWN Securities Inc. (TAMPA FL)
PA
01/03/2017 - 05/02/2019
LINCOLN INVESTMENT (FORT WASHINGTON PA)
FL
01/27/2003 - 01/03/2017
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
PA
05/08/1998 - 12/13/2002
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
BOTH
Issued 03/03/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/29/1999
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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