Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Laporta is a financial professional with over a decade of experience in the industry. Leonard has worked with Pickwick Capital Partners, LLC since 2018, and prior to that he held positions with a variety of firms, including Oberon Securities, LLC, Capstone Capital Markets LLC, and Headwaters BD, LLC. Leonard is registered with FINRA and holds Series 63, SIE, and Series 79 licenses. Leonard is currently registered with Pickwick Capital Partners, LLC and is licensed to offer securities products and services in 42 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/29/2024 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
CT
01/10/2023 - 01/29/2024
&PARTNERS (Greenwich CT)
NY
11/02/2018 - 05/03/2022
PICKWICK CAPITAL PARTNERS, LLC (WHITE PLAINS NY)
NY
05/27/2018 - 11/02/2018
OBERON SECURITIES, LLC (NEW YORK NY)
MA
05/14/2018 - 05/21/2018
CAPSTONE CAPITAL MARKETS LLC (BOSTON MA)
CO
03/28/2012 - 05/21/2018
HEADWATERS BD, LLC (DENVER CO)
NY
06/25/2010 - 03/07/2012
CYPRESS ASSOCIATES (NEW YORK NY)
BC
Issued 10/05/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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