Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard La rocca is a financial advisor with Pershing LLC. Leonard has been in the industry since 2013. He is registered with FINRA and holds the Series 7, Series 52TO and the SIE licenses. Leonard was previously registered with MML Investors Services, LLC, AXA Advisors, LLC, Dinosaur Financial Group, L.L.C and Seidel & Co., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
09/09/2022 - Present
Pershing LLC (JERSEY CITY NJ)
NJ
02/27/2021 - 04/01/2021
MML INVESTORS SERVICES, LLC (Iselin NJ)
NJ
09/27/2018 - 03/15/2019
AXA ADVISORS, LLC (WALL NJ)
NJ
11/06/2015 - 02/07/2017
DINOSAUR FINANCIAL GROUP, L.L.C (MANALAPAN NJ)
NJ
02/29/2008 - 08/17/2015
SEIDEL & CO., LLC (FREEHOLD NJ)
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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