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Leonard Keith Zusi

Mufg Securities Americas Inc.

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About Leonard Keith Zusi

Leonard Keith Zusi is a financial professional with over 27 years of experience in the securities industry. Leonard Zusi is currently registered with Mufg Securities Americas Inc. Leonard Zusi has also held previous positions with Goldman Sachs & Co. LLC, Citigroup Global Markets Inc., AMROC Securities LLC and BDS Securities Corporation. Leonard Zusi holds a Series 63, Series 7 and SIE licenses. Leonard Zusi is registered with the state of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming.

Firm Information

Leonard Zusi is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leonard Zusi’s Registration & Firm History

NY

06/06/2023 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

06/29/2004 - 05/12/2023

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

07/28/1999 - 07/15/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

06/04/1996 - 07/28/1999

AMROC SECURITIES LLC (NEW YORK NY)

NY

07/26/1995 - 07/31/1995

BDS SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/13/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Leonard Keith Zusi.
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