Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Higgins is a financial professional with over 20 years of experience in the industry. Leonard is registered with Hilltop Securities Inc. and holds licenses for Series 63, SIE, and Series 7 exams. Leonard has worked for several firms including National Planning Corporation, RBC Capital Markets Corporation, and Dain Rauscher Incorporated. Leonard specializes in providing financial planning, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
05/28/2013 - Present
Hilltop Securities Inc. (Plano TX)
TX
06/13/2011 - 05/29/2013
NATIONAL PLANNING CORPORATION (DALLAS TX)
TX
02/16/2001 - 03/13/2009
RBC CAPITAL MARKETS CORPORATION (PLANO TX)
NY
03/02/1998 - 08/22/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
05/28/1997 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
BC
Issued 08/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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