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Leonard John Dicostanzo

Northwestern Mutual Investment Services, LLC

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About Leonard John Dicostanzo

Leonard John Dicostanzo is a financial professional with over 44 years of experience in the industry. Leonard is currently registered with Northwestern Mutual Investment Services, LLC in Stamford, CT, and has a strong background in securities, having held positions at various firms including Robert W. Baird & Co. Incorporated. Leonard has a deep understanding of the financial markets and holds several professional designations, including Series 1, 6, 63, 12, 22, 26 and SIE licenses. He provides a wide range of financial services to clients, including investment advice, portfolio management, and financial planning.

Firm Information

Leonard Dicostanzo is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Leonard Dicostanzo’s Registration & Firm History

CT

06/07/1978 - Present

Northwestern Mutual Investment Services, LLC (Stamford CT)

WI

02/17/1998 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 03/13/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 05/05/1998

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/31/1978

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leonard John Dicostanzo.
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