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Leonard Hoffman Hatcher

Apex Clearing Corp.

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About Leonard Hoffman Hatcher

Leonard Hatcher is a financial advisor with over 20 years of experience in the financial services industry. Leonard has a broad background in the industry, having previously worked at firms such as A. G. Edwards & Sons, Inc., Northwestern Mutual Investment Services, LLC, H&R Block Financial Advisors, Inc., G1 Execution Services, LLC, E*TRADE SECURITIES LLC, and Electronic Transaction Clearing, Inc. Leonard is currently registered with Apex Clearing Corp. and holds the Series 7, Series 63 and SIE licenses.

Firm Information

Leonard Hatcher is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leonard Hatcher’s Registration & Firm History

TX

08/17/2021 - Present

Apex Clearing Corp. (DALLAS TX)

TX

08/17/2021 - 09/21/2023

ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)

IL

05/06/2005 - 10/05/2017

E*TRADE SECURITIES LLC (CHICAGO IL)

IL

03/03/2008 - 11/12/2012

G1 EXECUTION SERVICES, LLC (CHICAGO IL)

MI

02/17/2004 - 12/06/2004

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

WI

03/06/2002 - 04/18/2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

MO

12/07/1999 - 12/03/2001

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 12/10/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/05/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Leonard Hoffman Hatcher.
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