Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Waldmann is a financial professional with over 33 years of experience in the financial services industry. Leonard is currently registered with Cetera Investment Advisers LLC in Greenwood Village, Colorado. Previously, Leonard was with FIRST FINANCIAL EQUITY CORPORATION, Morgan Stanley, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Leonard holds a Series 65, Series 63, Series 10, Series 9, Series 31, and Series 7 license. Leonard's areas of expertise include financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (GREENWOOD VILLAGE CO)
CO
08/08/2016 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (GREENWOOD VILLAGE CO)
CO
06/01/2009 - 07/28/2016
MORGAN STANLEY (DENVER CO)
CO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DENVER CO)
CO
02/12/1993 - 04/02/2007
MORGAN STANLEY DW INC. (DENVER CO)
NY
02/14/1989 - 02/23/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 3/8/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/7/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/7/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/29/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 2/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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