Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Lye is a financial advisor with LPL Financial LLC. Leonard has been in the financial industry since September 22, 2000. Leonard is registered with the state of Connecticut. Leonard specializes in providing financial advice to individuals, corporations and other businesses, charitable organizations, and pension and profit-sharing plans. Leonard also offers educational seminars and portfolio management services. Leonard is also a Private Client Relationship Manager with Webster Bank, a financial institution with a branch in Southington, CT. Prior to joining LPL Financial LLC, Leonard worked for several other financial institutions including Citigroup Global Markets Inc., Santander Securities LLC, Key Investment Services LLC, and Wells Fargo Advisors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
06/07/2024 - Present
LPL Financial LLC (SOUTHINGTON CT)
CT
10/17/2022 - 04/10/2024
CITIGROUP GLOBAL MARKETS INC. (Norwalk CT)
CT
11/30/2018 - 10/18/2022
SANTANDER SECURITIES LLC (NEW HAVEN CT)
CT
09/21/2016 - 12/18/2017
KEY INVESTMENT SERVICES LLC (MADISON CT)
CT
04/22/2015 - 09/21/2016
LPL FINANCIAL LLC (MADISON CT)
CT
10/01/2000 - 02/24/2015
WELLS FARGO ADVISORS, LLC (HAMDEN CT)
NC
06/22/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 07/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/21/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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