Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Tanner is an investment professional with over 50 years of experience in the financial services industry. Leonard has held various roles at several firms, including City Securities Corporation and PNC Investments. Leonard is currently a Registered Representative with Stifel, Nicolaus & Company, Inc. Leonard is registered in several states including Florida, Illinois, Indiana, Pennsylvania, and Texas. Leonard holds Series 7, 24, 63, and 65 licenses as well as the SIE designation. Leonard specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and other institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
01/13/2020 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
IN
10/08/2010 - 02/28/2017
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
IN
11/13/2009 - 10/12/2010
PNC INVESTMENTS (INDIANAPOLIS IN)
IN
07/14/1995 - 11/13/2009
NATCITY INVESTMENTS, INC. (INDIANAPOLIS IN)
IN
08/25/1969 - 07/14/1995
RAFFENSPERGER, HUGHES & CO., INC. (INDIANAPOLIS IN)
IA
Issued 10/21/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/13/1977
Series 4 - Registered Options Principal Examination
BC
Issued 08/12/1969
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1958
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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