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Leonard Dustin Finley

Sage Advisory Services Ltd. Co.

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About Leonard Dustin Finley

Leonard Dustin Finley is a registered Investment Advisor Representative with Sage Advisory Services Ltd. Co.. Leonard has been in the industry since 11/12/2001. Leonard is currently registered with Sage Advisory Services Ltd. Co. in Texas. Leonard holds the Series 63, Series 66, and Series 7 licenses. Leonard specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Investment Companies, Portfolio Management for Pooled Investment Vehicles, and Pension Consulting. Leonard is also active in other advisory services.

Firm Information

Leonard Finley is currently registered with Sage Advisory Services Ltd. Co.. Sage Advisory Services Ltd. Co. is an investment advisor headquartered in Austin, TX. They manage approximately $22.7 billion in assets and serve a variety of clients, including high-net-worth individuals, corporations, charitable organizations, pension plans, and insurance companies. The firm offers portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also provide pension consulting and model provision strategies.
Sage Advisory Services Ltd. Co.

5900 SOUTHWEST PARKWAY

AUSTIN, TX 78735-6202

$22.69B

Assets Under Management

15

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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model provision strategies

Model provision strategies

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Leonard Finley’s Registration & Firm History

TX

09/10/2010 - Present

Sage Advisory Services Ltd. Co. (AUSTIN TX)

TN

11/12/2001 - 08/17/2010

COMMERCE SQUARE TRADING, LLC (MEMPHIS TN)

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Licenses & Designations

BC

Issued 01/30/2009

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 03/27/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/09/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Leonard Dustin Finley.
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