Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Cautela is an investment advisor representative with Commonwealth Financial Network in Charlotte, NC. Leonard has been in the financial services industry for over 25 years. Leonard has a strong background in investment management, financial planning, and insurance. Leonard holds Series 7, 31, and 63 securities licenses, as well as a Series 65 investment advisor license. Leonard has experience working with individuals, families, and businesses. Leonard is committed to helping his clients achieve their financial goals. Leonard is a Registered Investment Advisor (IA) and is a Registered Representative (RR). Leonard's current employment status is listed as active.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
09/19/2019 - Present
Commonwealth Financial Network (Charlotte NC)
NC
09/18/2019 - 06/01/2022
COMMONWEALTH FINANCIAL NETWORK (Charlotte NC)
NJ
08/04/2015 - 09/19/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (FAIRFIELD NJ)
NJ
06/01/2009 - 08/20/2015
MORGAN STANLEY (LITTLE FALLS NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FAIRFIELD NJ)
NJ
02/16/2007 - 04/02/2007
MORGAN STANLEY DW INC. (FAIRFIELD NJ)
NJ
07/31/1993 - 03/01/2007
CITIGROUP GLOBAL MARKETS INC. (ROSELAND NJ)
NY
04/23/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 01/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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