Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Charles Smith is a financial advisor with over 37 years of experience in the industry. Leonard has a Series 7 and Series 63 license as well as the Series 65 and SIE exams. Leonard is currently registered with LPL Financial LLC and Legacy Investment Strategies, LLC in California. Leonard provides investment advisory services to individuals, corporations, and other businesses, as well as charitable organizations and pension and profit-sharing plans. Leonard's previous employers include Crown Capital Securities, L.P. and Mutual Service Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/01/2024 - Present
LPL Financial LLC (ARCADIA CA)
CA
08/24/1999 - 05/01/2024
CROWN CAPITAL SECURITIES, L.P. (ARCADIA CA)
MA
03/31/1999 - 08/20/1999
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
12/26/1986 - 03/31/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
IA
Issued 05/24/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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