Unclaimed
Leonard Fernandez is a financial advisor with Morgan Stanley. Leonard has been working in the financial industry since 2014. Leonard is registered with FINRA as a Registered Representative and with the states of California, Florida, Pennsylvania, Tennessee, and Texas. Leonard is also a Registered Investment Advisor in Tennessee and Texas. Leonard has a Series 7, Series 31, and Series 66 license. Leonard has previously worked with Raymond James Financial Services, Inc., Wiley Bros.-Aintree Capital, LLC, Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TN
03/20/2024 - Present
Morgan Stanley (Nashville TN)
TN
01/04/2023 - 02/13/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (NASHVILLE TN)
TN
03/10/2022 - 01/06/2023
WILEY BROS.-AINTREE CAPITAL, LLC (NASHVILLE TN)
TN
06/25/2018 - 12/01/2021
WELLS FARGO CLEARING SERVICES, LLC (NASHVILLE TN)
GA
06/01/2009 - 04/08/2010
MORGAN STANLEY SMITH BARNEY (ATLANTA GA)
GA
10/17/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
GA
12/14/2007 - 10/20/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
BOTH
Issued 09/24/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/07/2009
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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