Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Avery Weiss is a financial advisor with over 40 years of experience in the financial services industry. Leonard is currently registered with Raymond James & Associates, Inc. in Michigan and Texas. Leonard has previously held positions at Wachovia Securities, LLC, Prudential Securities Incorporated, LINSCO/PRIVATE LEDGER CORP., SMITH BARNEY INC., LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC, DREXEL BURNHAM LAMBERT INCORPORATED, SHEARSON LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC, SHEARSON LOEB RHOADES INC., and SHEARSON HAYDEN STONE INC. Leonard holds several professional licenses and designations, including Series 3, 4, 5, 7, 9, 10, 24, 63, and 65. Leonard specializes in providing financial planning, portfolio management, pension consulting, and educational seminars for individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
08/19/2010 - Present
Raymond James & Associates, Inc. (FARMINGTON HILLS MI)
MO
07/01/2003 - 11/04/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/31/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
SC
04/03/1996 - 09/10/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
07/31/1993 - 04/08/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/20/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
01/22/1986 - 07/30/1987
DREXEL BURNHAM LAMBERT INCORPORATED
NA
08/22/1983 - 01/16/1986
SHEARSON LEHMAN BROTHERS INC.
NA
11/18/1981 - 08/29/1983
E. F. HUTTON & COMPANY INC
NA
11/22/1977 - 03/06/1982
SHEARSON LOEB RHOADES INC.
NA
07/01/1977 - 11/22/1977
SHEARSON HAYDEN STONE INC.
IA
Issued 04/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/25/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/22/1997
Series 4 - Registered Options Principal Examination
BC
Issued 08/19/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2002
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/18/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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