Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Anthony Deprospo is an investment advisor representative at Vanguard Advisers, Inc. Leonard has been in the financial services industry since 2006. Leonard has a Series 7, 63, 66, 86 and 87 license. Leonard has worked at several firms including MIZUHO SECURITIES USA LLC, CLSA AMERICAS, LLC, STERNE, AGEE & LEACH, INC. and JANNEY MONTGOMERY SCOTT LLC. Leonard is currently registered to provide investment advice in Texas and Pennsylvania. Leonard also holds the designation of Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
03/18/2021 - Present
Vanguard Advisers, Inc. (MALVERN PA)
NY
05/19/2017 - 02/17/2021
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
04/07/2015 - 03/08/2017
CLSA AMERICAS, LLC (NEW YORK NY)
PA
07/03/2014 - 03/31/2015
STERNE, AGEE & LEACH, INC. (WEST CONSHOHOCKEN PA)
PA
09/04/2006 - 07/07/2014
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
BOTH
Issued 03/01/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2024
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/12/2024
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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