Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Golub is a financial advisor who has been in the industry since 1993. Leonard is currently registered with UBS Financial Services Inc. in New Jersey and North Carolina. He is a Series 3, 6, 7, 10, 24, 63, and 66 licensed professional. Leonard has experience working with high-net-worth individuals, corporations, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
06/10/2008 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
09/25/1998 - 07/30/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/23/1995 - 10/01/1998
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
NY
03/04/1994 - 05/11/1995
LT LAWRENCE & CO., INC. (NEW YORK NY)
NY
06/25/1993 - 04/14/1994
GREENWAY CAPITAL CORP. (NEW YORK CITY NY)
NY
12/10/1992 - 05/06/1993
D. H. BLAIR & CO., INC. (NEW YORK NY)
NA
05/18/1983 - 08/22/1983
FIDELITY DISTRIBUTORS CORPORATION
BOTH
Issued 10/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/07/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2004
Series 3 - National Commodity Futures Examination
BC
Issued 07/09/1992
Series 7 - General Securities Representative Examination
BC
Issued 05/17/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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