Unclaimed
Leonard A. Martini is a registered representative with Northwestern Mutual Investment Services, LLC. Leonard has been in the securities industry since February 11, 2007. Leonard has a Series 7, Series 63, and SIE license. Leonard is also registered in 18 states, including Tennessee, Alabama, Arizona, Florida, Georgia, Kentucky, Louisiana, Maryland, Michigan, Montana, North Carolina, North Dakota, Ohio, Oklahoma, South Carolina, Texas, Virginia, and Washington. Leonard's previous employer was SCOTTRADE, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TN
06/29/2015 - Present
Northwestern Mutual Investment Services, LLC (Chattanooga TN)
TN
12/21/2006 - 05/07/2015
SCOTTRADE, INC. (CHATTANOOGA TN)
BC
Issued 01/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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