Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leona? Claim Your ProfileLeona Chan is a financial advisor with Avantax Advisory Services. Leona has been in the financial services industry since 2012 and has a strong background in accounting and tax planning. She is a CPA and holds the Series 6, Series 63, and Series 6TO licenses. Leona provides a variety of financial services, including financial planning, investment management, and insurance. She is committed to helping clients achieve their financial goals and is passionate about building long-term relationships.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NY
01/04/2023 - Present
Avantax Advisory Services (Hopewell Junction NY)
NY
11/09/2016 - 10/26/2018
LPL FINANCIAL LLC (PAWLING NY)
IN
11/02/2012 - 11/30/2016
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
BC
Issued 12/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/01/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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