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Leon Z Yuan

Citizens Securities, Inc.

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About Leon Z Yuan

Leon Yuan is an active advisor registered with Citizens Securities, Inc., and has been in the industry since 2021. Leon Yuan is licensed in New York and has passed several industry exams, including the Series 66, Series 10, Series 9, Series 7TO, and the SIE. Leon Yuan's office is located in Tarrytown, New York.

Firm Information

Leon Yuan is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Leon Yuan’s Registration & Firm History

NY

12/02/2024 - Present

Citizens Securities, Inc. (Tarrytown NY)

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Licenses & Designations

BOTH

Issued 09/17/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/02/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/20/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/12/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/21/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Leon Z Yuan.
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