Unclaimed
Leon Stewart is a financial advisor with T. Rowe Price Investment Services, Inc. Leon has been in the financial services industry since March 6, 1999. Leon is registered to sell securities in 53 states and is a Registered Representative of FINRA and a member of SIPC. Leon holds Series 7, Series 63, Series 65, Series 52TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/23/2022 - Present
T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)
IN
07/19/2019 - 03/18/2022
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
NY
09/25/2015 - 07/22/2019
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
OH
04/11/2011 - 09/08/2015
STANCORP EQUITIES, INC. (INDEPENDENCE OH)
OH
06/18/2010 - 03/29/2011
FINANCIAL TELESIS INC (BEECHWOOD OH)
OH
03/16/2010 - 06/07/2010
NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)
OH
03/07/2008 - 12/31/2008
PRINCOR FINANCIAL SERVICES CORPORATION (CLEVELAND OH)
KY
01/01/2008 - 02/29/2008
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
08/17/2005 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
NJ
05/27/2004 - 07/28/2005
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NY
04/01/2004 - 06/03/2004
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
OH
05/14/1999 - 04/15/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
04/28/1998 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
OH
06/23/1995 - 05/22/1996
KEY CLEARING CORP. (BROOKLYN OH)
OH
03/03/1995 - 03/23/1995
KEY BROKERAGE COMPANY, INC. (CLEVELAND OH)
NA
06/27/1994 - 03/03/1995
SOCIETY INVESTMENTS, INC.
IA
Issued 01/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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