Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leon? Claim Your ProfileLeon Michael Fern is a financial advisor who has been in the industry since February 20, 1993. Leon currently works at Eagle Point Securities LLC. Leon has worked at a number of firms including WEALTHFORGE SECURITIES, LLC, PREFERRED CAPITAL SECURITIES, LLC, INTERNATIONAL ASSETS ADVISORY, LLC, GRIFFIN CAPITAL SECURITIES, INC., COLE CAPITAL CORPORATION, LINCOLN FINANCIAL DISTRIBUTORS, INC., CAPITAL BROKERAGE CORPORATION, ENDEAVOR GROUP, ALLIANCE FUND DISTRIBUTORS, INC., HOME LIFE INSURANCE COMPANY, and W. S. GRIFFITH & CO., INC. Leon is licensed in Connecticut and has a Series 63, Series 7 and Series 6 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/01/2024 - Present
Eagle Point Securities LLC (Greenwich CT)
CT
05/18/2023 - 03/01/2024
WEALTHFORGE SECURITIES, LLC (Greenwich CT)
GA
08/03/2015 - 05/11/2023
PREFERRED CAPITAL SECURITIES, LLC (ATLANTA GA)
FL
10/09/2012 - 08/03/2015
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
CA
05/03/2010 - 08/03/2012
GRIFFIN CAPITAL SECURITIES, INC. (IRVINE CA)
AZ
08/28/2007 - 09/28/2009
COLE CAPITAL CORPORATION (PHOENIX AZ)
PA
08/30/2006 - 08/27/2007
LINCOLN FINANCIAL DISTRIBUTORS, INC. (PHOENIXVILLE PA)
VA
05/05/1999 - 07/12/2006
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CO
01/23/1998 - 04/20/1999
ENDEAVOR GROUP (DENVER CO)
TN
01/01/1992 - 08/01/1997
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NA
08/21/1991 - 12/05/1991
HOME LIFE INSURANCE COMPANY
CT
08/21/1991 - 12/05/1991
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
BC
Issued 04/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Leon Fern is the right advisor for you? Invested Better is here to help.
