Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leon? Claim Your ProfileLeon Lants is a financial advisor with over 30 years of experience in the industry. Leon has been with Stephens since 1996 and has held various roles during his time there. Leon holds the Series 7, Series 9, Series 10, Series 23, Series 24, Series 4, Series 55, Series 57TO and SIE licenses. Leon is a Chartered Financial Analyst and is registered in 46 states as a broker and investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
03/25/2014 - Present
Stephens (LITTLE ROCK AR)
TX
04/06/1992 - 01/20/1997
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
LA
03/29/1990 - 04/07/1992
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC. (NEW ORLEANS LA)
NY
07/20/1988 - 04/04/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BC
Issued 08/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/29/2011
Series 4 - Registered Options Principal Examination
BC
Issued 10/20/2010
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 07/25/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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