Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leon? Claim Your ProfileLeon James, CFP, has been a financial advisor for over 30 years. Leon has worked with several firms over the years, gaining experience in financial planning and portfolio management. Leon is a Certified Financial Planner and holds the Series 6 and Series 63 licenses. Currently, Leon is a Senior Managing Director at Tucker Asset Management LLC. Leon helps individuals and families with their financial planning and investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Shares in fees paid to third party investment advisers
1
2
CO
01/01/2025 - Present
Tucker Asset Management LLC (LITTLETON CO)
CA
03/05/2014 - 10/28/2016
GRAMERCY SECURITIES, INC. (DANA POINT CA)
CA
11/30/2007 - 03/03/2014
CENTAURUS FINANCIAL, INC. (DANA POINT CA)
CA
02/27/2003 - 12/03/2007
RYDEX DISTRIBUTORS, INC. (IRVINE CA)
CA
03/14/2000 - 02/07/2003
CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)
MA
03/31/1999 - 03/14/2000
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
06/17/1996 - 03/31/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
CA
05/07/1993 - 08/26/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CA
12/12/1989 - 05/01/1991
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
07/05/1983 - 02/26/1988
FINANCIAL ADVISORY CLINIC INVESTMENTS, INC.
NA
06/15/1983 - 09/05/1986
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
BC
Issued 07/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Leon James is the right advisor for you? Invested Better is here to help.
