Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leon? Claim Your ProfileLeon Dorich is a financial advisor registered with Raymond James Financial Services Advisors, Inc. and has been in the industry since 1988. Leon has been registered with Raymond James Financial Services Advisors, Inc. since 2009. Prior to that, Leon was registered with UBS Financial Services Inc., Piper Jaffray & Co., U.S. Bancorp Investments, Inc., U.S. Bancorp Securities and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Leon has licenses to trade securities in the following states: Alaska, Arizona, California, Colorado, Florida, Idaho, Indiana, Iowa, Kentucky, Louisiana, Montana, Nevada, New Mexico, North Carolina, Oklahoma, Oregon, Puerto Rico, South Carolina, Texas, Utah and Washington. Leon has a wide range of experience and knowledge that can be useful for various clients including corporations or other businesses, high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OR
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (THE DALLES OR)
OR
08/12/2006 - 09/15/2008
UBS FINANCIAL SERVICES INC. (THE DALLES OR)
OR
11/16/1998 - 08/12/2006
PIPER JAFFRAY & CO. (THE DALLES OR)
MN
09/03/1997 - 11/16/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
OR
03/09/1992 - 09/03/1997
U.S. BANCORP SECURITIES (PORTLAND OR)
NA
03/22/1985 - 03/22/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 11/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/16/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/1985
Series 5 - Interest Rate Options Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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