Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leon? Claim Your ProfileLeon Dorich is a financial advisor at Raymond James Financial Services Advisors, Inc. Leon Dorich has been in the securities industry since March 7, 1988. Leon Dorich is licensed to provide securities advice in 21 states and provides investment advisory services in 1 state. Leon Dorich is a registered representative of Raymond James Financial Services, Inc. and has a Series 66 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OR
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (THE DALLES OR)
OR
08/12/2006 - 09/15/2008
UBS FINANCIAL SERVICES INC. (THE DALLES OR)
OR
11/16/1998 - 08/12/2006
PIPER JAFFRAY & CO. (THE DALLES OR)
MN
09/03/1997 - 11/16/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
OR
03/09/1992 - 09/03/1997
U.S. BANCORP SECURITIES (PORTLAND OR)
NA
03/22/1985 - 03/22/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 11/4/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/2/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/16/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/27/1985
Series 5 - Interest Rate Options Examination
BC
Issued 4/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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