Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leon? Claim Your ProfileLeon Arnold Duncan is a financial advisor with over 16 years of experience in the financial services industry. Leon is currently registered with Oppenheimer & Co. Inc., a leading investment firm. Prior to joining Oppenheimer & Co. Inc., Leon was a financial advisor with Stifel, Nicolaus & Company, Incorporated and Wells Fargo Securities, LLC. Leon is a highly qualified professional with a strong track record of success in the financial services industry. Leon holds the Series 7, 52, 53, 63, 99, and 16 licenses and is a graduate of the Securities Industry Essentials Examination (SIE). Leon is also a member of the Municipal Securities Rulemaking Board (MSRB). Leon has a deep understanding of the financial markets and a strong commitment to providing personalized financial advice to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/20/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
MO
10/22/2021 - 04/25/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NC
04/07/2006 - 01/07/2021
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 01/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/20/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2015
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 04/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Leon Duncan is the right advisor for you? Invested Better is here to help.
