Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leo? Claim Your ProfileLeo Rosner is a financial advisor with Cambridge Investment Research Advisors, Inc. Leo is a registered representative in Ohio and Texas. He is also a registered investment advisor in Ohio and Texas. Leo has been in the financial services industry since 1981.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
08/05/2019 - Present
Cambridge Investment Research Advisors, Inc. (Beachwood OH)
OH
11/13/2017 - 07/23/2019
SAGEPOINT FINANCIAL, INC. (BEACHWOOD OH)
OH
07/23/2010 - 11/21/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (Beachwood OH)
OH
05/10/2001 - 07/27/2010
LINCOLN FINANCIAL ADVISORS CORPORATION (PEPPER PIKE OH)
IN
05/10/2001 - 05/08/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
SC
01/21/1997 - 05/09/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
FL
06/14/1996 - 01/28/1997
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
CA
11/17/1989 - 06/17/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
PA
07/13/1989 - 11/08/1989
CIGNA SECURITIES, INC. (RADNOR PA)
NA
10/13/1987 - 07/24/1989
FIRST WESTERN SECURITIES, INC.
NA
04/01/1985 - 06/12/1987
E. F. HUTTON & COMPANY INC
NA
10/15/1981 - 04/18/1985
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BC
Issued 10/12/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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