Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leo? Claim Your ProfileLeo Pui hong Wai is a registered investment advisor representative with Cuso Financial Services, LP in Pasadena, California. Leo has been in the financial services industry since 2019 and holds Series 63, 66, and 7 licenses. He has experience with J.P. Morgan Securities LLC and has a background in financial services. Leo is committed to helping clients achieve their financial goals through a comprehensive financial planning process that considers their individual circumstances. Leo's areas of expertise include financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
12/04/2023 - Present
Cuso Financial Services, LP (Pasadena CA)
CA
12/23/2021 - 03/18/2022
J.P. MORGAN SECURITIES LLC (ALHAMBRA CA)
CA
08/27/2019 - 04/14/2021
J.P. MORGAN SECURITIES LLC (ALHAMBRA CA)
BOTH
Issued 12/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/27/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Leo Wai is the right advisor for you? Invested Better is here to help.
