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Leo Paul Harrington

Fifth Third Securities, Inc.

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About Leo Paul Harrington

Leo Paul Harrington is a financial advisor with over 20 years of experience in the industry. Leo Paul Harrington is currently registered with Fifth Third Securities, Inc. in North Carolina. Previously, Leo Paul Harrington was registered with Salomon Smith Barney Inc., PaineWebber Incorporated, Liberty Funds Distributor, Inc., and Keyport Financial Services Corp..

Firm Information

Leo Harrington is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

8100 KENSINGTON DRIVE

WAXHAW, NC 28173

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Leo Harrington’s Registration & Firm History

NC

09/19/2013 - Present

Fifth Third Securities, Inc. (WAXHAW NC)

NY

01/12/2001 - 10/30/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NJ

11/19/1998 - 02/13/2001

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

MA

11/25/1996 - 08/04/1998

LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)

MA

06/28/1996 - 11/15/1996

KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)

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Licenses & Designations

BOTH

Issued 9/17/2013

Series 66 - Uniform Combined State Law Examination

IA

Issued 10/16/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 1/14/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/15/2013

Series 7 - General Securities Representative Examination

BC

Issued 6/27/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Leo Paul Harrington. Review regulatory record here.
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