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Leo Loughead

Regions Securities LLC

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About Leo Loughead

Leo Loughead is a financial professional with over 20 years of experience in the securities industry. Currently, Leo is registered with Regions Securities LLC and is a licensed broker-dealer in all 50 states. Previously, Leo held positions at SunTrust Robinson Humphrey, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities Inc., and Banc One Capital Markets, Inc. Leo is a highly qualified advisor, holding a number of professional designations and licenses, including Series 7, 24, 63, 79 and the Securities Industry Essentials Examination. Leo has a diverse background in investment banking, securities trading and operations, and is dedicated to providing clients with the highest quality financial advice and services.

Firm Information

Leo Loughead is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leo Loughead’s Registration & Firm History

GA

01/25/2019 - Present

Regions Securities LLC (Atlanta GA)

GA

11/08/2010 - 05/01/2018

SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)

NY

06/09/2007 - 07/08/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/01/2004 - 05/24/2007

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

IL

07/30/1999 - 07/01/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 06/21/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/19/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 05/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 07/20/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leo Loughead.
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