Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leo? Claim Your ProfileLeo Kevin O'Connell is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Leo Kevin has been in the financial services industry since February 1992. He has held licenses in both the broker-dealer and investment advisor arenas. Leo Kevin O'Connell has over 30 years of experience in the financial services industry, providing financial guidance to a diverse clientele. Leo Kevin is an experienced professional with a comprehensive understanding of the financial markets and a commitment to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
04/20/1994 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT NEWS VA)
VA
05/27/1992 - 09/17/1993
DAVENPORT & CO. OF VIRGINIA, INC. (RICHMOND VA)
NA
08/21/1991 - 01/22/1992
F.N. WOLF & CO., INC.
IA
Issued 03/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/11/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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