Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leo? Claim Your ProfileLeo Kevin Hennessey is a financial advisor who is registered with the state of Connecticut. Leo began their career in the financial services industry on March 24, 2012, and holds a Series 7 and Series 66 license. Leo is currently employed by Prudential Annuities Distributors, Inc. Previously, Leo was employed by Transamerica Financial Advisors, Inc. and Thrivent Investment Management Inc. Leo is licensed to sell securities in 16 states including Arizona, District of Columbia, Florida, Hawaii, Iowa, Montana, Nevada, North Carolina, North Dakota, Ohio, Oregon, Rhode Island, South Dakota, Texas, Vermont, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
07/21/2020 - Present
Prudential Annuities Distributors, Inc. (Shelton CT)
WI
09/21/2018 - 06/30/2020
TRANSAMERICA FINANCIAL ADVISORS, INC (MADISON WI)
IA
01/31/2012 - 08/17/2018
THRIVENT INVESTMENT MANAGEMENT INC. (GUTTENBERG IA)
BOTH
Issued 03/26/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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