Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leo? Claim Your ProfileLeo Kao is a financial professional with Houlihan Lokey Capital, Inc. based in LOS ANGELES, CA. Leo has been in the industry since August 2014 and is registered with FINRA as a Series 79 and Series 63 licensed representative in the state of California. Leo also holds the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/05/2014 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
BC
Issued 09/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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