Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leo? Claim Your ProfileLeo Joseph Peters, IV is an investment advisor representative with Retirement Planners Of America. Leo has been in the industry since 1996. Leo specializes in Financial Planning and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
12/12/2024 - Present
Retirement Planners OF America (PLANO TX)
IL
08/21/2023 - 05/17/2024
ARETE WEALTH MANAGEMENT, LLC (CHICAGO IL)
FL
09/02/2021 - 08/08/2023
SKYWAY CAPITAL MARKETS, LLC (TAMPA FL)
FL
07/19/2022 - 08/07/2023
COBALT CAPITAL, INC. (LAKE MARY FL)
CA
02/25/2020 - 08/05/2021
EXCHANGERIGHT SECURITIES, LLC (PASADENA CA)
GA
04/05/2017 - 02/24/2020
PREFERRED CAPITAL SECURITIES, LLC (ATLANTA GA)
MO
01/09/2017 - 03/07/2017
EDWARD JONES (ST. LOUIS MO)
CA
03/05/2014 - 12/05/2016
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
CT
08/20/2013 - 03/13/2014
FORETHOUGHT DISTRIBUTORS, LLC (HARTFORD CT)
CT
01/04/2013 - 08/19/2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NY
11/18/2011 - 01/02/2013
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
TN
11/15/2004 - 11/16/2011
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
TX
08/17/1998 - 11/09/2004
A I M DISTRIBUTORS, INC. (HOUSTON TX)
TX
07/08/1996 - 07/20/1998
VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 01/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/05/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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