Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leo? Claim Your ProfileLeo Joseph Beauregard is a financial professional registered in Connecticut. Leo has over 22 years of experience in the financial services industry. He is currently associated with Osaic Institutions, Inc. and is registered as an Investment Advisor Representative. Leo holds FINRA Series 4, 7, 24, 52TO, 53, and 63, and 66 securities licenses. Leo has previously worked with Infinex Investments, Inc. in Farmington, CT and Osaic Wealth, Inc. in Scottsdale, AZ. Leo's services include financial planning, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
10/18/2023 - Present
Osaic Institutions, Inc. (MERIDEN CT)
BOTH
Issued 10/17/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2011
Series 4 - Registered Options Principal Examination
BC
Issued 07/07/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 09/11/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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