linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Leo John Kowalski

Independent Financial Group, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Leo? Claim Your Profile

About Leo John Kowalski

Leo John Kowalski is a financial advisor with Independent Financial Group, LLC. Leo has been in the financial industry since 2001 and has a broad range of experience in providing financial advice and services. Leo is licensed to provide financial advice in numerous states and holds several licenses and certifications including Series 7, Series 24, Series 53, and Series 66. Leo is also registered with FINRA and the state of Oregon.

Firm Information

Leo Kowalski is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Leo Kowalski’s Registration & Firm History

OR

01/20/2011 - Present

Independent Financial Group, LLC (SALEM OR)

OR

12/04/2002 - 01/26/2011

WALNUT STREET SECURITIES, INC. (SALEM OR)

MN

03/27/2001 - 11/08/2002

SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)

Not sure if Leo John Kowalski is right for you?

Licenses & Designations

BOTH

Issued 05/29/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/11/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/27/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Leo John Kowalski. Review regulatory record here.
Not sure if Leo John Kowalski is right for you?