Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leo? Claim Your ProfileLeo John Broerman is a financial advisor at Cambridge Investment Research Advisors, Inc. in Cincinnati, Ohio. Leo has been a financial advisor since 2002 and is a registered representative with FINRA and a licensed investment advisor representative. Leo has a Series 7, Series 24, and Series 63 license. Leo is also a licensed independent insurance agent. Leo works with individuals, families, and businesses to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
05/13/2015 - Present
Cambridge Investment Research Advisors, Inc. (Cincinnati OH)
OH
06/02/2004 - 05/21/2015
LPL FINANCIAL LLC (CINCINNATI OH)
MO
01/15/2002 - 06/03/2004
EDWARD JONES (ST. LOUIS MO)
BC
Issued 01/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Leo Broerman is the right advisor for you? Invested Better is here to help.
