Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leo? Claim Your ProfileLeo Jerome McLaughlin is a financial professional with over 35 years of experience in the financial services industry. Leo is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2009. Prior to this, Leo worked at A.G. Edwards & Sons, Inc. Leo holds several professional designations including Certified Financial Planner and Chartered Financial Consultant. Leo has passed a number of securities and investment exams including Series 6, 7, 26, 31, 63, and 65. Leo is registered with the Securities and Exchange Commission and a number of states. Leo provides a variety of financial planning and investment services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (MOUNT PLEASANT SC)
SC
04/13/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DANIEL ISLAND SC)
NJ
12/17/1986 - 04/15/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 06/06/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/15/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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