Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leo? Claim Your ProfileLeo James Cowie is a financial professional registered with Tiaa-Cref Individual & Institutional Services, LLC and holds a Series 7TO, Series 63, and SIE licenses. Leo James Cowie is a seasoned financial advisor with experience in the industry since March 18, 2024. Leo James Cowie has prior experience with Equitable Advisors, LLC. Leo James Cowie focuses on providing financial advice and solutions to individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
08/16/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
MD
11/27/2023 - 04/24/2024
EQUITABLE ADVISORS, LLC (COLUMBIA MD)
BC
Issued 05/25/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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