Unclaimed
Leo Goldenberg is a registered representative with T3 Trading Group, LLC and has been in the financial industry since 2004. Leo has a diverse background in the financial services industry, including experience at several other firms. Leo has Series 7, Series 55, Series 57, and Series 7TO licenses and has held multiple positions at various firms, including WTS Proprietary Trading Group LLC, Dimension Trading Group, LLC, and Andover Brokerage, L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/21/2019 - Present
T3 Trading Group, LLC (NEW YORK NY)
NY
11/07/2014 - 10/18/2019
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
12/02/2011 - 11/07/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
NY
04/27/2011 - 12/19/2011
DIMENSION TRADING GROUP, LLC (NEW YORK NY)
NY
04/28/2006 - 01/27/2009
DIMENSION BROKERAGE, LLC (NEW YORK NY)
IL
03/03/2003 - 04/26/2006
ASSENT LLC (BOLINGBROOK IL)
NY
10/14/2002 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
06/05/2002 - 11/05/2002
ICAP/INVESTMENT SERVICES AND TRADING, LLC (HAVERSTRAW NY)
NY
09/05/2001 - 04/19/2002
WORLDCO, L.L.C. (NEW YORK NY)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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