Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leo? Claim Your ProfileLeo Gerald O'Connor is a financial advisor with LPL Financial LLC, a registered investment advisor. Leo has been in the financial services industry since 1977. Leo has a Series 7, Series 24, Series 3, and Series 63 licenses. Leo is a Certified Financial Planner. Leo also has a Series 65 license and is a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/04/2019 - Present
LPL Financial LLC (BINGHAMTON NY)
NY
06/01/2012 - 11/09/2016
LINCOLN INVESTMENT (BINGHAMTON NY)
NY
07/01/2002 - 06/01/2012
CAPITAL ANALYSTS, INCORPORATED (BINGHAMTON NY)
NY
09/19/1995 - 07/08/2002
LEIGH BALDWIN & CO., LLC (CAZENOVIA NY)
NJ
06/17/1994 - 09/28/1995
CYGNET SECURITIES, INC. (WALDWICK NJ)
NA
12/23/1992 - 06/24/1994
AMERINATIONAL FINANCIAL SERVICES, INC.
NY
10/09/1991 - 12/23/1992
SAPERSTON FINANCIAL INC. (BUFFALO NY)
NY
02/22/1988 - 10/28/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/19/1984 - 02/26/1988
CHEEVERS, HAND & ANGELINE, INC.
NA
11/23/1981 - 03/29/1984
J. S. BARR & CO., INC.
NA
04/17/1978 - 02/17/1982
CHEEVERS, HAND & ANGELINE, INC.
NA
04/29/1977 - 05/01/1978
FLAGSHIP SECURITIES, INC.
IA
Issued 09/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1988
Series 3 - National Commodity Futures Examination
BC
Issued 06/17/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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