Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leo? Claim Your ProfileLeo Lauterbach is a financial advisor at Wells Fargo Clearing Services, LLC, working in the Cincinnati, OH area. Leo has been in the financial industry since March 1993 and holds a Series 7, Series 31 and Series 63 licenses. Leo is also licensed as a Series 65 investment advisor representative. Leo previously worked at Morgan Stanley, UBS Financial Services Inc. and Wachovia Securities, LLC. Leo Lauterbach has been registered with Wells Fargo Clearing Services, LLC since February 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/16/2018 - Present
Wells Fargo Clearing Services, LLC (CINCINNATI OH)
OH
06/01/2009 - 02/20/2018
MORGAN STANLEY (BEAVERCREEK OH)
OH
11/17/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CENTERVILLE OH)
OH
10/17/2003 - 11/24/2008
UBS FINANCIAL SERVICES INC. (CENTERVILLE OH)
MO
07/01/2003 - 10/31/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/24/1993 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 10/29/1993
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/15/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 03/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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