Unclaimed
Leo Cheng is a registered representative with Scotia Capital (usa) Inc. based in New York, NY. Leo has been in the securities industry since October 26, 2016 and has held previous positions with MORGAN STANLEY & CO. LLC. Leo holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/26/2019 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
10/13/2016 - 07/11/2019
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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