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Leo Cheng

Scotia Capital (usa) Inc.

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About Leo Cheng

Leo Cheng is a registered representative with Scotia Capital (usa) Inc. based in New York, NY. Leo has been in the securities industry since October 26, 2016 and has held previous positions with MORGAN STANLEY & CO. LLC. Leo holds the Series 99 and SIE licenses.

Firm Information

Leo Cheng is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leo Cheng’s Registration & Firm History

NY

07/26/2019 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

10/13/2016 - 07/11/2019

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2016

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leo Cheng.
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