Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leo? Claim Your ProfileLeo Breault is a financial advisor with LPL Enterprise, LLC. Leo has been in the industry since 2001. Leo is a Registered Representative and Investment Advisor Representative. Leo is licensed in Missouri and South Carolina. Leo has experience working at several other financial institutions. Leo has a diverse background and can help clients with their financial planning, portfolio management and consulting needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
10/16/2024 - Present
LPL Enterprise, LLC (FORT MILL SC)
TX
01/24/2022 - 01/10/2024
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NE
01/18/2018 - 01/19/2022
TD AMERITRADE, INC. (OMAHA NE)
MO
01/13/2015 - 09/10/2018
SCOTTRADE, INC. (ST LOUIS MO)
MO
08/25/2010 - 01/13/2015
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
08/25/2010 - 01/13/2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
02/28/2008 - 01/13/2015
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
TX
08/25/2010 - 10/05/2011
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
MO
04/26/2004 - 12/13/2007
U.S. BANCORP INVESTMENTS, INC. (CLAYTON MO)
MO
09/10/2002 - 02/18/2004
EDWARD JONES (ST. LOUIS MO)
NY
09/19/2001 - 08/05/2002
AXA ADVISORS, LLC (NEW YORK NY)
NJ
03/31/2000 - 09/25/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/01/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/13/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Leo Breault is the right advisor for you? Invested Better is here to help.
