Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leo? Claim Your ProfileLeo Augustine Reed is a financial advisor with over 11 years of experience in the industry. Leo is currently registered with Nuveen Securities, LLC and previously worked with JOHN HANCOCK DISTRIBUTORS LLC, FORESIDE FUND SERVICES, LLC, NEUBERGER BERMAN LLC, and HARRIS INVESTOR SERVICES, INC. Leo holds Series 7, 30, 31, 63, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/13/2022 - Present
Nuveen Securities, LLC (CHICAGO IL)
MA
02/06/2018 - 06/30/2022
JOHN HANCOCK DISTRIBUTORS LLC (Weymouth MA)
MA
12/22/2014 - 12/15/2016
FORESIDE FUND SERVICES, LLC (Boston MA)
MA
05/13/2011 - 11/26/2014
NEUBERGER BERMAN LLC (BOSTON MA)
IL
04/13/2006 - 08/01/2007
HARRIS INVESTOR SERVICES, INC. (CHICAGO IL)
BOTH
Issued 07/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2013
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 05/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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