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Leo Atma Alam

Pruco Securities, LLC

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About Leo Atma Alam

Leo Atma Alam has been in the financial services industry since 1989 and is currently registered with Pruco Securities, LLC. Leo is a licensed representative in California. Leo holds the Series 6 and SIE licenses. Leo has a history of working with a variety of clients including individuals, corporations, and trusts. Leo's areas of specialization include investment advice, financial planning, insurance, and mutual funds.

Firm Information

Leo Alam is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Leo Alam’s Registration & Firm History

CA

03/13/1989 - Present

Pruco Securities, LLC (BREA CA)

NJ

03/13/1989 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Leo Atma Alam. Review regulatory record here.
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