Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leo? Claim Your ProfileLeo Harrison is a financial advisor with Rockefeller Financial LLC. Leo has been in the financial services industry since 1976 and holds licenses in 25 states and the District of Columbia. Leo has a strong background in portfolio management, financial planning, and pension consulting. Prior to joining Rockefeller Financial LLC, Leo held positions at Morgan Stanley, Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
12/01/2024 - Present
Rockefeller Financial LLC (Bentonville AR)
AR
06/01/2009 - 03/05/2013
MORGAN STANLEY (FAYETTEVILLE AR)
AR
08/09/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ROGERS AR)
NY
12/05/1986 - 08/10/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
04/24/1984 - 12/23/1986
E. F. HUTTON & COMPANY INC
NA
09/26/1978 - 05/14/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
10/21/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BOTH
Issued 05/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/09/1986
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 10/26/1988
Series 5 - Interest Rate Options Examination
BC
Issued 10/16/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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